A Series of Helpful Links

We’ve put together a small collection of helpful links we think will help you and your firm.

 
Read more

Please find below a small selection of links to helpful third party websites that we think will be of great help to you and your firm. We have split these into relevant categories for you. If you would like to speak to one of our consultants about anything you have read, please don’t hesitate to get in touch.

GDPR

Home Page of EU GDPR

Guide to the General Data Protection Regulation (GDPR) | ICO

MIFID II
FCA – MiFID II
https://www.fca.org.uk/markets/mifid-ii

ESMA MiFID II and MIFIR
https://www.esma.europa.eu/policy-rules/mifid-ii-and-mifir

European Commission – MiFID II updated rules
http://ec.europa.eu/finance/securities/isd/mifid2/index_en.htm

CP 16/19 MiFID II Implementation
https://www.fca.org.uk/publication/consultation/cp16-19.pdf

CSDR
ESMA – CSDR
https://www.esma.europa.eu/regulation/post-trading/settlement

FCA
https://www.fca.org.uk/markets/central-securities-depositories

EUROCLEAR – A guide on client impacts
https://www.euroclear.com/dam/PDFs/Whitepapers/Whitepaper-The-CSD-regulation.pdf

CLEARSTREAM – CSDR requirements
http://www.clearstream.com/clearstream-en/about-clearstream/regulation–1-/central-securities-depository-regulation–csdr-

 

By closing this window you are giving consent to cookies being used. If you would like more information click here.